-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R7uj++e30XXOffnWsOXulRkb/7FE6rrpUFt25GgcAyCG/12yxuGTiPRi0ArX4n55 UvSlPWe+tHCz9FVtm63ufw== 0000950124-01-500147.txt : 20010307 0000950124-01-500147.hdr.sgml : 20010307 ACCESSION NUMBER: 0000950124-01-500147 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010305 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUPERIOR CONSULTANT HOLDINGS CORP CENTRAL INDEX KEY: 0001020999 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 383306717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-53621 FILM NUMBER: 1561451 BUSINESS ADDRESS: STREET 1: 4000 TOWN CENTER STREET 2: STE 1100 CITY: SOUTHFIELD STATE: MI ZIP: 48075 BUSINESS PHONE: 2483868300 MAIL ADDRESS: STREET 1: 31731 NORTHWESTERN HIGHWAY STREET 2: SUITE 250 WEST CITY: FARMINGTON HILLS STATE: MI ZIP: 48334 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HELPPIE RICHARD CENTRAL INDEX KEY: 0001105690 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 4000 TOWN CENTER STREET 2: SUITE 1100 CITY: SOUTHFIELD STATE: MI ZIP: 48075 BUSINESS PHONE: 2483868319 MAIL ADDRESS: STREET 1: 4000 TOWN CENTER STREET 2: SUITE 1100 CITY: SOUTHFIELD STATE: MI ZIP: 48075 SC 13D 1 k60533a3sc13d.txt SCHEDULE 13D 1 SCHEDULE 13D (RULE 13d-101) Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.3)* Superior Consultant Holdings Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par Value $0.01 - -------------------------------------------------------------------------------- (Title of Class of Securities) 868146101 - -------------------------------------------------------------------------------- (CUSIP Number) Susan M. Synor Superior Consultant Holdings Corporation 4000 Town Center Suite 1100 Southfield, Michigan 48075 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 23, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box / /. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO.86814610 13D PAGE 2 OF 10 PAGES - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Ronald V. Aprahamian - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [X] See Item 2 below (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) SC, PF See Item 3 below - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 505,500 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 3,000 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 505,500 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 3,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 508,500 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 3 CUSIP NO. 868146101 13D PAGE 3 OF 10 PAGES - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Richard D. Helppie, Jr. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [X] See Item 2 Below (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF See Item 3 below - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 3,433,024 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 3,433,024 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,433,024 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 30.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 4 CUSIP NO. 868146101 13D PAGE 4 OF 10 PAGES - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) George S. Huntzinger - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [X] See Item 2 below (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) SC, PF See Item 3 below - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 240,000 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 4,700 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 240,000 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 4,700 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 244,700 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.2% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 5 CUSIP NO. 868146101 13D PAGE 5 OF 10 PAGES - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Charles O. Bracken - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [X] See Items 2 below (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) SC, PF See Item 3 below - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 449,403 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 449,403 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 449,403 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 6 CUSIP NO. 868146101 13D PAGE 6 OF 10 PAGES - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Steven H. Smith - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [X] See Item 2 below (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) SC, PF See Item 3 below - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 272,075 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 272,075 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 272,075 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 7 - ------------------------------------------- ---------------------------- CUSIP No. 868146101 Page 7 of 10 Pages - ------------------------------------------- ---------------------------- The undersigned hereby amend their Schedule 13D filed November 13, 2000, as amended by the Amendment No. 1 filed November 29, 2000, and the Amendment No. 2 filed December 11, 2000 (collectively, the "Schedule 13D"), relating to the Common Stock of Superior Consultant Holdings Corporation. Unless otherwise indicated, all capitalized terms used herein but not defined herein shall have the same meaning as set forth in the Schedule 13D. The purpose of this Amendment No. 3 is to report an increase in the shares of Common Stock beneficially owned by the Reporting Persons and to describe the transactions in the Common Stock effected by the Reporting Persons since the filing of Amendment No. 2. ITEM 5 - INTEREST IN SECURITIES OF THE ISSUER Item 5 is supplemented as follows: (a) As of January 31, 2000, there were 11,074,846 shares of Common Stock issued and outstanding. Based on such information, as of the date hereof, after taking into account the transactions described in Item 5(c) below, the Reporting Persons beneficially own in the aggregate 4,904,152 shares of Common Stock which represents approximately 43.4% of the outstanding shares of Common Stock. Individually, each of the Reporting Persons beneficially owns the following shares: (i) Aprahamian beneficially owns 508,500 shares, which represent 4.6% of the outstanding shares of Common Stock; (ii) Helppie beneficially owns 3,433,024 shares, which represent 30.7% of the outstanding shares of Common Stock; (iii) Huntzinger beneficially owns 244,700 shares, which represent 2.2% of the outstanding shares of Common Stock; (iv) Bracken beneficially owns 449,403 shares, which represent 4.0% of the outstanding shares of Common Stock; and (v) Smith beneficially owns 272,075 shares, which represent 2.5% of the outstanding shares of Common Stock. The number of shares beneficially owned by Helppie includes 110,000 shares issuable upon exercise of options currently exercisable or exercisable within 60 days from the date hereof. The number of shares beneficially owned by Huntzinger includes 3,750 shares issuable upon exercise of options currently exercisable or exercisable within 60 days from the date hereof. The number of shares beneficially owned by Bracken includes 115,000 shares issuable upon exercise of options currently exercisable or exercisable within 60 days from the date hereof. (b) Each of Helppie, Bracken and Smith possesses sole voting power and sole dispositive power with respect to all of his shares. Aprahamian possesses sole voting power and sole dispositive power with respect to 505,500 shares and shares voting power and dispositive power with respect to 3,000 shares. Aprahamian shares voting and dispositive power with respect to 3,000 shares with his mother, Ms. Polly Mary Aprahamian, for which he serves as a trustee under a trust established for her benefit. Huntzinger possesses sole voting power and sole dispositive power with respect to 240,000 shares and shares voting power and dispositive power with respect to 4,700 shares. Huntzinger shares voting and dispositive power with respect to 4,700 shares with Sherry M. Huntzinger, his wife. 8 - ------------------------------------------- ---------------------------- CUSIP No. 868146101 Page 8 of 10 Pages - ------------------------------------------- ---------------------------- (c) On December 7, 2000, Helppie made a gift of 30,000 shares of Common Stock to Children's Hospital of Michigan - The Helppie Institute. In addition, since the filing of Amendment No. 2 to the Schedule 13D, the Reporting Persons purchased the following additional shares of Common Stock in the open market:
Reporting Person Purchase Date Shares Price per Share(1) Aprahamian 12/14/00 1,100 $3.2500 12/21/00 5,200 $3.0000 12/22/00 3,700 $2.9375 12/27/00 4,800 $2.9660 12/28/00 4,400 $2.9479 1/2/01 9,600 $2.9375 1/5/01 6,300 $2.8125 1/8/01 2,000 $2.8750 1/31/01 900 $3.1250 2/2/01 2,300 $3.5000 2/23/01 550 $3.3125 Helppie 12/14/00 1,100 $3.2500 12/21/00 5,200 $3.0000 12/22/00 3,700 $2.9375 12/27/00 4,800 $2.9660 12/28/00 4,400 $2.9479 1/2/01 9,600 $2.9375 1/5/01 6,300 $2.8125 1/8/01 2,000 $2.8750 1/31/01 900 $3.1250 2/2/01 2,300 $3.5000 2/23/01 550 $3.3125 Huntzinger 12/14/00 225 $3.2500 12/21/00 1,000 $3.0000 12/22/00 750 $2.9375 12/27/00 1,000 $2.9660 12/28/00 900 $2.9479 1/2/01 1,900 $2.9375 1/5/01 1,250 $2.8125 1/8/01 425 $2.8750 1/31/01 200 $3.1250 2/2/01 450 $3.5000 2/23/01 100 $3.3125
9 - ------------------------------------------- ---------------------------- CUSIP No. 868146101 Page 9 of 10 Pages - ------------------------------------------- ---------------------------- Bracken 12/14/00 125 $3.2500 12/21/00 600 $3.0000 12/22/00 350 $2.9375 12/27/00 400 $2.9660 12/28/00 500 $2.9479 1/2/01 950 $2.9375 1/5/01 650 $2.8125 1/8/01 225 $2.8750 1/31/01 100 $3.1250 2/2/01 250 $3.5000 2/23/01 75 $3.3125 Smith 12/14/00 450 $3.2500 12/21/00 2,000 $3.0000 12/22/00 1,500 $2.9375 12/27/00 2,000 $2.9660 12/28/00 1,800 $2.9479 1/2/01 3,900 $2.9375 1/5/01 2,500 $2.8125 1/8/01 850 $2.8750 1/31/01 400 $3.1250 2/2/01 1,000 $3.5000 2/23/01 225 $3.3125
(1) Average price per share of all purchases made on the purchase date. 10 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 5, 2001 /s/ Ronald V. Aprahamian /s/ Richard D. Helppie, Jr. - ---------------------------------------------- ------------------------------------------------- Signature Signature Ronald V. Aprahamian, Chairman Richard D. Helppie, Jr., CEO and Director - ---------------------------------------------- ------------------------------------------------- Name/Title Name/Title /s/ George S. Huntzinger /s/ Charles O. Bracken - ---------------------------------------------- ------------------------------------------------- Signature Signature George S. Huntzinger, President and COO Charles O. Bracken, Executive Vice President - ---------------------------------------------- and Director Name/Title ------------------------------------------------- Name/Title /s/ Steven H. Smith - ---------------------------------------------- Signature Steven H. Smith, Executive Vice President - ---------------------------------------------- Name/Title
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